SEC Rule 606 Endgame: The Guidance is Out
Overview of the SEC Rule 606 FAQs and the potential impact to firms
A FIX to the Post-Trade World
Learn how FIX is the language of the full trade life cycle across all asset classes
SEC Amended Rule 606: A Stay of Implementation
Insight into SEC Rule 606
Market Data Fees are too high; a small contribution
Discover MISU reporting and how it can save on market data costs
November 14, 2019: Tom Jordan, President of J&J, will be moderating the panel, “Getting ready for the Consolidated Audit Trail (CAT) at the RegTech Summit New York City.
October 14, 2019: Barry Raskin will be moderating the panel, “The Winds of Change: Future of the Market Data Profession” at the FISD’s World Financial Information Conference (WFIC) 2019 taking place in Vancouver, Canada.
October 3, 2019: Chris Bok, Director of the Financial Information Forum, will be speaking at the 86th Annual STA Market Structure Conference focusing on Rule 606.
September 16, 2019: Chris Bok, Director of the Financial Information Forum, will be speaking on the panel, “CAT Technical Specifications Perspective” at SIFMA’s CAT Industry Conference.