• A Good Week for CAT
    Tom Jordan provides his view    learn more
  • Execution Compliance and Surveillance Service (ECS)
    Provides Execution Quality and Compliance with Reg NMS Requirements learn more
  • Not Your Father’s SEC Rule 606
    Chris Montagnino provides his view   learn more
  • Market Data Reporting (MDR)
    Providing clients a fully automated system for exchange vendor reporting. learn more
News
Events

SEC Amended Rule 606: A Stay of Implementation
Insight into SEC Rule 606
Market Data Fees are too high; a small contribution
Discover MISU reporting and how it can save on market data costs
Not Your Father’s SEC Rule 606…
Changes required by amended SEC Rule 606 are significant and happening soon
When Bad Things Happen to Good Banks
Proper training may improve compliance

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June 11, 2019: Tom Jordan is moderating the panel, Reviewing the impact of Rule 606 on transparency and execution performance at the A-Team Group’s TradingTech Summit in New York.
June 20, 2019: Barry Raskin, Managing Director of Market Data, will be on a panel discussing, “Brexit: What is the Impact Here, There, and Everywhere?” at the FISD Technology Forum & General Meeting.
June 27, 2019: Tom Jordan, J&J President, and FIF Advisory Chair will moderate the FIF Quarterly Event panel providing insight and best-practice recommendations on strategies for the implementation phase of the Amended SEC Rule 606.

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