What is ECS?
Enterprise Compliance Solution (ECS) is a post-trade solution that helps you determine your firm's compliance long before auditors do. With a breakdown of your performance against the NBBO, and a comprehensive view of the best prices across all market centers at the time of your trades, ECS offers the level of transparency you need to proactively maintain compliance with Regulation NMS Rule 611.
Benefits of ECS
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Hosted Solution
Relieve the processing and storage burden from your IT department -
Secure Web Interface
Access your reports from a browser any time, anywhere -
Next Day Reports
Get previous day reports next day -
BBO/NBBO Driven Analysis
Compare prices to NBBO or each market center offering protected quotes -
Network & Firm Quote Data
Compare trades against reference network data or your firm's quote data
ECS Features
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Variable Trade-Through Quote Window
Native support for flickering quotes -
Venue-Specific Reports
Drill down on the performance of individual venues as desired -
Visual Charts with Summary Statistics
At a glance, key performance indicators that distinguish trades
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Quote Drill Down
Recreate top-of-book surrounding the time of each trade
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Trade Annotation
Record your findings for individual trades
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Report Export
Download reports as Excel Workbook or CSV for further analysis
For additional information on Jordan & Jordan's Enterprise Compliance Solution, contact Michael O'Conor, 212-655-2953.